Minutes and Resources

Today
Today

Annual Report

Annual Report 2018/2019

  • July 19, 2019

This report summarizes the activity for the Securities Law Section for the 2018-2019 Term.

Securities Law

Minutes, Archived Recording

Recent Trends in Enforcement

  • May 21, 2019

This meeting was held at 12:00 PM at Cassels Brock & Blackwell LLP in Vancouver, British Columbia. Guest speaker was Brigeeta Richdale, Partner at Cassels Brock & Blackwell LLP; and Jessica Lewis, Associate at Cassels Brock & Blackwell LLP.

Securities Law

Minutes, Archived Recording

Going Public: Recent Issues, Trends and Best Practices

  • April 04, 2019

This meeting was held at 12:00 PM at McMillan LLP in Vancouver, British Columbia. Guest speaker was David Babstock - Senior Manager, Listed Issuer Services - Toronto Stock Exchange; and Charlotte Bell - Senior Policy Counsel, TSX Venture Exchange.

Securities Law

Minutes, Archived Recording

Recent Developments in US Securities Law

  • February 07, 2019

This meeting was held at 12:00 PM at Dentons Canada LLP in Vancouver, British Columbia. Guest speaker was Chris Doerksen and Kimberley Anderson of Dorsey & Whitney LLP.

Securities Law

Minutes, Archived Recording

The Cannabis Industry and Securities Legislation

  • December 11, 2018

This meeting was held at 12:00 PM at Norton Rose Fullbright in Vancouver, British Columbia. Guest speaker was Mike Moretto, Chief of Corporate Disclosure, Corporate Finance Division, British Columbia Securities Commission.

Securities Law

Annual Report

Annual Report 2017/2018

  • July 05, 2018

This report summarizes the activities of the Securities Law Section for the year 2017-2018.

Securities Law

Minutes, Archived Recording

BC Securities Commission 2018 Update

  • May 08, 2018

This meeting was held at 12:00 PM at McCarthy T├ętrault in Vancouver, British Columbia. Guest speakers were Gordon Smith, Manager and Senior Legal Counsel, Corporate Finance; Nazma Lee, Senior Legal Counsel, Corporate Finance; Mike Moretto, Chief of Corporate Disclosure, Corporate Finance; Elliott Mak, Senior Legal Counsel, Tech Team.

Securities Law

Minutes, Archived Recording

Recent Developments in Securities & Tax Law

  • February 08, 2018

This meeting was held at 12:00 AM at The Sutton Place in Vancouver, British Columbia. Guest speaker was Chris Doerksen and John Hollinrake of Dorsey & Whitney LLP , .

Securities Law

Minutes, Archived Recording

Recent Trends in Securities Litigation

  • January 17, 2018

This meeting was held at 12:00 AM at Sutton Place Hotel in Vancouver, British Columbia. Guest speaker was Teresa Tomchak, Securities Litigation and Regulation Partner with Farris.

Securities Law

Minutes, Archived Recording

Toronto Stock Exchange and TSX Venture Exchange 2017 Initiatives and Updates

  • November 27, 2017

This meeting was held at 12:00 PM at Sutton Place Hotel in Vancouver, British Columbia. Guest speaker was David Babstock, Senior Manager Listed Issuer Services, Toronto Stock Exchange; and Charlotte Bell, Senior Policy Counsel, General Counsel's Office, TSX Venture Exchange.

Securities Law