Minutes and Resources

Today
Today

Minutes, Section Paper, Archived Recording

BCSC Enforcement Update

  • October 24, 2024

This meeting was held at Cozen O'Connor in Vancouver, British Columbia, and via Zoom. Guest speakers were Doug Muir, Director of Enforcement, BC Securities Commission, Laesha Smith, Partner, Poulus Ensom Smith LLP, and Jeremy Gellis, Partner, White Collar Defense & Investigations, Cozen O’Connor LLP.

Securities Law

Minutes, Section Paper, Archived Recording

Recent Trends in Securities Litigation

  • May 14, 2024

This meeting was held at Osler, Hoskin and Harcourt LLP in Vancouver, British Columbia, and via Zoom. Guest speaker was Teresa Tomchak, Partner at Osler, Hoskin & Harcourt LLP.

Securities Law

Minutes, Section Paper, Archived Recording

Toronto Stock Exchange and TSXV Update

  • April 16, 2024

This meeting was held at McCarthy Tétrault LLP in Vancouver, British Columbia, and via Zoom. Guest speakers were Chris Birkett, Vice President, David Babstock, Senior Listings Advisor, Joseph van Sickle, Senior Listings Manager, and Ashley Ainsley, Senior Listings Manager, of the Toronto Stock Exchange.

Securities Law

Minutes, Section Paper, Archived Recording

Annual BCSC Regulatory Update

  • February 06, 2024

This meeting was held at Norton Rose Fulbright Canada LLP in Vancouver, British Columbia and zia Zoom. Guest speakers were Shawn McColm, Senior Litigation Counsel, APIN Program, Nazma Lee, Senior Legal Counsel, Melody Chen, Senior Legal Counsel, Noreen Bent, Chief, Corporate Finance Legal Services, and Mike Moretto, Deputy Director, Corporate Disclosure.

Securities Law

Minutes, Archived Recording

Cboe Global Markets Updates

  • December 06, 2023

This meeting was held at 12:00 PM via Zoom. Guest speaker was Erik Sloane, Global Head of Corporate Listings, Chief Revenue Officer, Cboe Canada, .

Securities Law

Minutes, Section Paper, Archived Recording

Recent Developments in US Securities Law

  • November 29, 2023

This meeting was held at 12:00 PM via Zoom. Guest speakers were Chris Doerksen and Kimberley Anderson of Dorsey & Whitney LLP.

Securities Law

Minutes, Section Paper, Archived Recording

Canadian Securities Exchange Policy Update

  • October 12, 2023

This meeting was held at 12:00 PM at Norton Rose Fulbright Canada LLP in Vancouver, British Columbia and via Zoom. Guest speaker was Mark Faulkner and Rob Theriault.

Securities Law

Minutes, Section Paper, Archived Recording

Toronto Stock Exchange and TSXV Update

  • May 09, 2023

This meeting was held at 12:00 PM at Norton Rose Fulbright Canada LLP in Vancouver, British Columbia and via Zoom. Guest speakers were David Babstock, Senior Listings Advisor (TSX), and Ashley Ainsley, Senior Listings Manager (TSXV).

Securities Law